-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RnyARCQ/0pz9ZX8gTMuPMXke4FHKg+XeESEX+GRJJA1jArb66iCdm9CArrvybQM0 jyIfWenUOzd4vDPqAOfBjA== 0000950144-01-005049.txt : 20010416 0000950144-01-005049.hdr.sgml : 20010416 ACCESSION NUMBER: 0000950144-01-005049 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010412 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: ALEXANDERS J CORP CENTRAL INDEX KEY: 0000103884 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-EATING PLACES [5812] IRS NUMBER: 620854056 STATE OF INCORPORATION: TN FISCAL YEAR END: 0103 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-08176 FILM NUMBER: 1601724 BUSINESS ADDRESS: STREET 1: 3401 WEST END AVE STREET 2: P O BOX 24300 CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 6152691900 MAIL ADDRESS: STREET 1: 3401 WEST END AVE STREET 2: SUITE 260 CITY: NASHVILLE STATE: TN ZIP: 37203 FORMER COMPANY: FORMER CONFORMED NAME: VOLUNTEER CAPITAL CORP / TN / DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: WINNERS CORP DATE OF NAME CHANGE: 19890910 FORMER COMPANY: FORMER CONFORMED NAME: VOLUNTEER CAPITAL CORP DATE OF NAME CHANGE: 19820520 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: STOUT LONNIE J II CENTRAL INDEX KEY: 0001114862 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 3401 WEST END AVE. SUITE 260 CITY: NASHVILLE STATE: TN ZIP: 37202 BUSINESS PHONE: 6152691900 MAIL ADDRESS: STREET 1: 3401 WEST END AVENUE, STREET 2: SUITE 260 CITY: NASHVILLE STATE: TN ZIP: 37202 SC 13D/A 1 g68182a1sc13da.txt J ALEXANDERS CORPORATION 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D Under the Securities Exchange Act of 1934 (Amendment No. 1) J. Alexander's Corporation - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock - -------------------------------------------------------------------------------- (Title of Class of Securities) 466096104 ------------------------------------------- (CUSIP Number) Lonnie J. Stout II 3401 West End Avenue, Suite 260 Nashville, Tennessee 37202 (615) 269-1900 - ------------------------------------------------------------------------------- (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) April 11, 2001 ------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), (f) or (g), check the following box. [ ] *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). 2 - ---------------------- --------------------- CUSIP No. 466096104 13D Page 2 of 6 Pages - ---------------------- --------------------- 1 NAME OF REPORTING PERSON I.R.S IDENTIFICATION NO. OF ABOVE PERSON Lonnie J. Stout II - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) [ ] (b) [X] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 SOURCE OF FUNDS 00 - -------------------------------------------------------------------------------- 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] - -------------------------------------------------------------------------------- 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- NUMBER OF 7 SOLE VOTING POWER 562,579 shares of Common Stock (includes options to SHARES purchase 381,920 shares (right to acquire)) ----------------------------------------------------------------- BENEFICIALLY 8 SHARED VOTING POWER OWNED BY 0 shares of Common Stock ----------------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 554,789 shares of Common Stock (includes options to purchase 381,920 shares (right to acquire)) PERSON ----------------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 7,790 shares of Common Stock - -------------------------------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 562,579 shares of Common Stock (includes options to purchase 381,920 shares (right to acquire)) - -------------------------------------------------------------------------------- 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES [ ] - -------------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 11 7.8% Common Stock - -------------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON IN - -------------------------------------------------------------------------------- 2 3 ITEM 1. SECURITY AND ISSUER. This Schedule 13D relates to the common stock, par value $0.05 per share (the "Common Stock") of J. Alexander's Corporation, a Tennessee corporation (the "Issuer"). The principal executive offices of the Issuer are located at 3401 West End Avenue, Suite 260, Nashville, Tennessee 37202. ITEM 2. IDENTITY AND BACKGROUND. There has been no change in Mr. Stout's disclosures pursuant to this item. ITEM 3. SOURCE AND AMOUNT OF FUNDS OR OTHER CONSIDERATION. On April 11, Mr. Stout sold 44,000 shares of Common Stock of the Issuer to J. Bradbury Reed, a member of the board of directors of the Issuer, at a price of $2.25 per share, in a negotiated transaction. ITEM 4. PURPOSE OF TRANSACTION. There has been no change in Mr. Stout's disclosures under this item. ITEM 5. INTERESTS IN SECURITIES OF THE ISSUER. (a) Mr. Stout beneficially owns 7.8% of the Common Stock of the Issuer, or 562,579 shares of Common Stock. (b) Mr. Stout beneficially owns the following number of shares of Common Stock with: Sole Voting Power: 562,579 shares (includes options to purchase 381,920 shares (right to acquire)) of Common Stock Shared Voting Power: 0 Sole Dispositive Power: 554,789 shares (includes options to purchase 381,920 shares (right to acquire)) of Common Stock Shared Dispositive Power: 7,790 shares of Common Stock (c) N/A 3 4 (d) N/A (e) N/A ITEM 6. CONTRACTS, ARRANGEMENTS, UNDERSTANDINGS, OR RELATIONSHIPS WITH RESPECT TO SECURITIES OF THE ISSUER. There has been no change in Mr. Stout's disclosures pursuant to this item. ITEM 7. MATERIAL TO BE FILED AS EXHIBITS. There has been no change in Mr. Stout's disclosures pursuant to this item. 4 5 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete, and correct. /s/ Lonnie J. Stout II ---------------------------- Lonnie J. Stout II Date: April 12, 2001 ----------------------- 5 -----END PRIVACY-ENHANCED MESSAGE-----